Trading mandates
Instruments, venues, order sizes and daily exposure are set per agent and checked before each order.
Markets and digital assets
Trading and capital markets
Agents that trade must stay inside limits that the firm, not the model, sets.
Firms use AI for research, order routing and trading, and agents can now act across these steps. IOSCO's consultation report on AI in capital markets points to risks such as herding behaviour, model and data issues, and dependence on a small number of third-party providers. AgenticOpenFinance™ puts position limits, instrument lists and kill switches in front of every agent order and keeps the record.
What agents do
What you build on AgenticOpenFinance™
Pre-trade policy
Rules check restricted lists, concentration and market conditions and return allow, deny or escalate.
Kill switch
A desk head can halt one agent or all agents with one action.
Model change control
A new model version runs only after validation and is recorded with each order.
Order evidence
Every order keeps the inputs, the policy version, the verdict and the execution report.
Value chain
The actors in this chain
AgenticOpenFinance™ connects them with one identity check, one mandate model, one policy and one evidence trail.
Portfolio managerTrading agentRisk managerBrokerVenueCompliance
Typical flow
A governed agent flow, step by step
- Signal
- Order drafted
- Mandate and limits
- Pre-trade policy
- Escalation if needed
- Execution
- Evidence and surveillance
Live demo
See it in the terminal
A multi-agent invoice workflow with a policy verdict and the finance lead's approval (demo). Demo data
DemoAll companies, people, agents and amounts are fictional. Protocol names refer to public specifications; naming one is not a partnership or an endorsement.
Glossary